Find Procedures, Guidance, etc
Expand the sections to find links to the SoBC chapters in this app, and their related procedures and guidance.
Please note you’ll have to be on the BAT network to access procedures and guidance documents.
Speak Up
Accurate accounting and record-keeping
Anti-bribery and corruption
Modified versions of the Third Party ABAC Procedure have been developed for suppliers of banking and insurance services.
The modified versions are tailored to the characteristics of these highly regulated specialist suppliers. There is a separate procedure for each of suppliers of banking services and suppliers of insurance services.
The procedure is primarily for the use by the Finance function in the Centre, DRBUs and End-markets, the function that predominantly selects these suppliers of financial services.
Third Party Anti-Financial Crime Procedure Mar 22
Third Party Anti-Financial Crime Procedure (Transitional Arrangements)
Anti-illicit trade (AIT)
Anti-tax evasion and anti-money laundering
Community investment
Competition and antitrust
Hiring with Integrity Quick Guide
Comp Law Quick Guide – Commercial Finance
Comp Law Quick Guide – Document Creation
Comp Law Quick Guide – Documenting Price Information
Comp Law Quick Guide – Excise Engagement
Comp Law Quick Guide – Interactions with Competitors
Comp Law Quick Guide – Regulatory Engagement
Comp Law Quick Guide – Standard Setting
Competition Law Pricing Guidelines
Competition Law Resale Price Maintenance and Price Promotions
Conflicts of Interest
Data privacy, confidentiality and information security
Gifts & Entertainment
Human rights
Insider dealing and market abuse
Lobbying and engagement
Mergers & Acquisitions (M&A)
Our people: respect in the workplace
Political contributions
Protection of corporate assets
Sanctions and export controls
Financial Transactions Procedure Dec 2020
READ FIRST: SoBC Sanctions Compliance Procedure – Coming into force & Transition plan
SAP Sanctions Procedure Dec 2020
SoBC Sanctions Compliance Procedure Dec 2020
Supply Chain Due Diligence Sanctions Procedure Dec 2020
Third Party Anti-Financial Crime Procedure
Third Party Anti-Financial Crime Procedure (Transitional Arrangements)
Country overview: Cuba Current EU UK & US Controls (Oct 2020)
Country overview: Iran Current EU UK & US Controls (Oct 2020)
Country overview: Russia Ukraine Crimea Current EU UK & US Controls (Dec 2020)
Country overview: Venezuela Current EU UK & US Controls (Oct 2020)
EU-UK Blocking Legislation Sanctions Guideline Dec 2020
List of Sanctioned Territories Dec 2020
Procurement Sanctions Compliance Guideline Dec 2020